{"ticker":"UUPP","name":"Principal CLO ETF","page_url":null,"cite_as":"TickerInside, Principal CLO ETF (UUPP), holdings by issuer from SEC Form N-PORT for the period ended 2026-06-30, filed 2026-08-11, https://tickerinside.com/api/v1/etf/uupp.json, CC BY 4.0","cite_html":"<a href=\"https://tickerinside.com/api/v1/etf/uupp.json\">TickerInside</a> (https://tickerinside.com/api/v1/etf/uupp.json)","identifiers":{"asset_type":"etf","exchange":"Cboe BZX","composite_figi":"BBG022DQW247","share_class_figi":"BBG022DQW3H1","cik":"0001572661","series_id":"S000103001","class_id":"C000273533"},"source_layer":"sec_nport_bonds","category":{"id":"clo","label":"CLO Bonds","group":"bond","group_label":"Bonds","asset_class":"bond","rule":"In its file of 2026-06-30, 96% of its debt is collateralized loan obligations; its average maturity is 11.0 years.","basis":"holdings","as_of":"2026-06-30","facets":{"duration_bucket":"long"},"measured":{"average_maturity_years":11.0,"average_coupon_pct":4.97,"us_share":0.091},"method":"https://tickerinside.com/etf/category/"},"as_of":null,"holdings_as_of":"2026-06-30","report_date":"2026-06-30","filed":"2026-08-11","filing_url":"https://www.sec.gov/Archives/edgar/data/1572661/000141036826078774/","net_assets":15108828,"multi_class":false,"stock_pct":0.0,"unmapped_pct":0.0,"abroad":[],"expense_ratio":0.19,"expense_ratio_gross":0.19,"expense_ratio_source":"sec_filing","expense_ratio_as_of":"2026-04-20","expense_ratio_filing_url":"https://www.sec.gov/Archives/edgar/data/1572661/000110465926045353/","yield":null,"aum_b":null,"aum_source":null,"aum_date":null,"etf_class_net_assets_b":null,"etf_class_net_assets_as_of":null,"filing_lines":29,"vol":null,"beta":null,"mdd3":null,"r1":null,"r3":null,"r5":null,"last_close":null,"last_close_date":null,"day_change_pct":null,"high_52w":null,"low_52w":null,"currency":null,"held_outright":{},"summary":"On 2026-06-30, UUPP held collateralized debt and loan obligations (94.2%), US Treasury bills (4.3%) and money market funds (0.6%), as percent of net assets. Its debt averages a 4.97% coupon and 11.0 years to maturity.","composition":[{"kind":"collateralized_debt","label":"Collateralized debt and loan obligations","pct":94.21},{"kind":"treasury_bills","label":"US Treasury bills","pct":4.3},{"kind":"money_market_funds","label":"Money market funds","pct":0.55}],"fixed_income":{"average_coupon_pct":4.97,"average_maturity_years":11.0,"duration_years":null,"debt_pct":98.51,"by_maturity":[{"bucket":"under 1 year","pct":4.3},{"bucket":"5 to 7 years","pct":2.21},{"bucket":"7 to 10 years","pct":7.94},{"bucket":"10 to 20 years","pct":84.06}],"by_country":[{"country":"KY","name":"Cayman Islands","pct":69.74},{"country":"JE","name":"Jersey","pct":19.84},{"country":"US","name":"United States","pct":8.92}],"issuers_total":24,"issuers_shown_pct":98.51,"issuers":[{"issuer":"Brant Point CLO Ltd","key":"brant point clo","pct":12.591,"lines":3},{"issuer":"Madison Park Funding Ltd","key":"madison park funding","pct":10.397,"lines":3},{"issuer":"Apidos CLO","key":"apidos clo","pct":4.64,"lines":1},{"issuer":"ARES CLO Ltd","key":"ares clo","pct":4.639,"lines":1},{"issuer":"Elmwood CLO 16 Ltd.","key":"elmwood clo 16","pct":4.635,"lines":1},{"issuer":"Venture CDO Ltd","key":"venture cdo","pct":4.633,"lines":1},{"issuer":"KKR Financial CLO Ltd","key":"kkr financial clo","pct":4.632,"lines":1},{"issuer":"RIN Ltd","key":"rin","pct":4.626,"lines":1},{"issuer":"Capital Four US CLO","key":"capital four us clo","pct":4.621,"lines":1},{"issuer":"Anchorage Capital CLO 8 Ltd.","key":"anchorage capital clo 8","pct":4.307,"lines":1},{"issuer":"United States Treasury","key":"us treasury","pct":4.297,"lines":1},{"issuer":"TCW Ltd","key":"tcw","pct":3.968,"lines":1},{"issuer":"Abry Liquid Credit CLO Ltd","key":"abry liquid credit clo","pct":3.834,"lines":1},{"issuer":"Empower CLO Ltd.","key":"empower clo","pct":3.316,"lines":1},{"issuer":"GoldenTree Loan Management US CLO, LTD","key":"goldentree loan management us clo","pct":3.314,"lines":1},{"issuer":"Wellfleet CLO Ltd","key":"wellfleet clo","pct":3.309,"lines":1},{"issuer":"Magnetite CLO Ltd","key":"magnetite clo","pct":3.308,"lines":1},{"issuer":"Golub Capital Partners CLO, LTD","key":"golub capital partners clo","pct":2.618,"lines":1},{"issuer":"Woodmont Trust","key":"woodmont trust","pct":2.207,"lines":1},{"issuer":"Sycamore Tree CLO Ltd","key":"sycamore tree clo","pct":1.923,"lines":1},{"issuer":"Point Au Roche Park CLO, Ltd","key":"point au roche park clo","pct":1.721,"lines":1},{"issuer":"Bluemountain CLO Ltd","key":"bluemountain clo","pct":1.657,"lines":1},{"issuer":"Silver Point CLO, Ltd","key":"silver point clo","pct":1.655,"lines":1},{"issuer":"Carval CLO LTD","key":"carval clo","pct":1.655,"lines":1}]},"lines":[{"issuer":"Apidos CLO","kind":"collateralized_debt","coupon_pct":5.07,"maturity":"2038-10-24","pct":4.64,"count":1},{"issuer":"Brant Point CLO 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CLO","kind":"collateralized_debt","coupon_pct":5.09,"maturity":"2038-04-21","pct":4.621,"count":1},{"issuer":"Anchorage Capital CLO 8 Ltd.","kind":"collateralized_debt","coupon_pct":4.96,"maturity":"2038-10-27","pct":4.307,"count":1},{"issuer":"United States Treasury","kind":"treasury_bills","coupon_pct":0.0,"maturity":"2026-07-14","pct":4.297,"count":1},{"issuer":"TCW Ltd","kind":"collateralized_debt","coupon_pct":4.87,"maturity":"2038-04-20","pct":3.968,"count":1},{"issuer":"Abry Liquid Credit CLO Ltd","kind":"collateralized_debt","coupon_pct":4.9,"maturity":"2039-04-20","pct":3.834,"count":1},{"issuer":"Brant Point CLO Ltd","kind":"collateralized_debt","coupon_pct":5.05,"maturity":"2038-07-25","pct":3.318,"count":1},{"issuer":"Empower CLO Ltd.","kind":"collateralized_debt","coupon_pct":4.93,"maturity":"2037-04-25","pct":3.316,"count":1},{"issuer":"GoldenTree Loan Management US CLO, LTD","kind":"collateralized_debt","coupon_pct":5.11,"maturity":"2038-10-20","pct":3.314,"count":1},{"issuer":"Madison Park Funding Ltd","kind":"collateralized_debt","coupon_pct":4.91,"maturity":"2039-04-20","pct":3.31,"count":1},{"issuer":"Wellfleet CLO Ltd","kind":"collateralized_debt","coupon_pct":4.82,"maturity":"2034-07-15","pct":3.309,"count":1},{"issuer":"Magnetite CLO Ltd","kind":"collateralized_debt","coupon_pct":4.81,"maturity":"2038-01-15","pct":3.308,"count":1},{"issuer":"Golub Capital Partners CLO, LTD","kind":"collateralized_debt","coupon_pct":5.04,"maturity":"2037-10-25","pct":2.618,"count":1},{"issuer":"Madison Park Funding Ltd","kind":"collateralized_debt","coupon_pct":5.04,"maturity":"2037-07-18","pct":2.449,"count":1},{"issuer":"Woodmont Trust","kind":"collateralized_debt","coupon_pct":5.07,"maturity":"2032-10-25","pct":2.207,"count":1},{"issuer":"Sycamore Tree CLO Ltd","kind":"collateralized_debt","coupon_pct":4.88,"maturity":"2038-04-20","pct":1.923,"count":1},{"issuer":"Point Au Roche Park CLO, Ltd","kind":"collateralized_debt","coupon_pct":4.85,"maturity":"2039-01-20","pct":1.721,"count":1},{"issuer":"Bluemountain CLO Ltd","kind":"collateralized_debt","coupon_pct":5.07,"maturity":"2038-03-31","pct":1.657,"count":1},{"issuer":"Silver Point CLO, Ltd","kind":"collateralized_debt","coupon_pct":4.98,"maturity":"2038-10-15","pct":1.655,"count":1},{"issuer":"Carval CLO LTD","kind":"collateralized_debt","coupon_pct":5.14,"maturity":"2037-07-20","pct":1.655,"count":1},{"issuer":"State Street Institutional US Government Money Market Fund","kind":"money_market_funds","coupon_pct":null,"maturity":null,"pct":0.546,"count":1}],"notes":[],"weekly":null,"weeks_end":null,"license":"CC BY 4.0","attribution":"Credit TickerInside with a link to the page the figure comes from (cite_as gives it) wherever the medium allows a link, and by name where it does not. How you mark the link is up to you.","source":"https://tickerinside.com/api/#fixed-income-funds"}